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The Importance of Sex in Clinical Trials

Prior to delving into the importance of sex in clinical trials, it is worth differentiating between sex and gender. While sex is biological and corresponds to how a person is assigned at birth, based on their physiological characteristics, gender is a social construct and aligns with how the individual identifies/is perceived by society. Hence, it is typically only described in humans. Gender relates to behaviours and attributes relating to masculinity and femininity and may not align with the sex the individual was assigned at birth. It is also represented as a spectrum rather than the typical binary represented by biological sex. This site specifically focuses on sex unless otherwise stated. 

Drug Responses

Responses to drugs are governed by a variety of factors. For example, age, sex, ethnicity and body fat and size all modulate a drug’s pharmacokinetics and pharmacodynamics. As previously mentioned, these factors also contribute to the discrimination faced by individuals within healthcare, almost producing a double blow in that these groups are marginalised in addition to drugs acting differently in their bodies, compared to the middle-aged, thin, able-bodied male in which drugs have historically been designed based on. As a result of being treated with ‘effective and safe’ doses suggested from clinical trials conducted in men, women are almost twice as likely to experience adverse drug reactions than men. (Zucker and Prendergast, 2020, p11). The paper reviewed 86 drugs with significant sex differences in pharmacokinetics, finding that 76 (88%) had higher pharmacokinetic values in women than men, and 96% of the drugs with higher pharmacokinetics in women had a higher occurrence of adverse drug reactions in women. These sex differences in pharmacokinetics predicted sex-specific adverse drug reactions in women but not men, meaning that in the few instances where the pharmacokinetic value of a drug was higher in men, men still were not more at risk of an adverse drug reaction than women. The data suggests that elevated drug concentrations and decreased elimination times are significantly more prevalent in women and pose a major health risk (these sex differences could not be explained by differences in body weight between sexes). (Zucker and Prendergast, 2020, p10). Therefore, it is reasonable to suggest that women are routinely over-medicated as a result of clinical trials historically being conducted in men. The paper recommends evidence based dose reductions for women, however this has yet to come to fruition. However, before the publication of the paper, the dangers of over-medicated women have been recognised.

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Ambien (otherwise known as Zolpidem), a sedative/hypnotic, has been found to linger in the blood of women longer than men, causing drowsiness and cognitive impairment the next morning. This led to increased traffic accidents in female Ambien takers and the FDA finally halved the recommended dose for women in 2013, despite the drug first being marketed in the early 1990s. This, combined with Zucker and Prendergast’s (2010) paper, provide a compelling case that evidence based dose reductions for women should be more widespread, but there has been little change. Other papers exploring similar topics have found comparable results. After the change in FDA regulations in 1993, mandating the inclusion of women in phase III trials, 31% of 300 new drug applications sent to the FDA between 1994 and 2000 still showed a pharmacokinetic sex difference of >20%, typically a detriment to women rather than men. (Fadiran et al., 2015, p59). Likewise, in a cross-

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Image of Zolpidem Tartrate (Ambien) tablets. 

Credit: “Zolpidem tartrate 10 mg tablet made by Torrent Pharmaceuticals” (2010). Public domain via Wikimedia Commons.

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Chart depicting the difference in adverse drug reactions between men and women. From Labots et al., 2018, p705. 

sectional analysis of FDA approved drugs that are frequently prescribed, drugs that have high hepatic clearance or drugs that have known gender related differences in response, the gender-specific analysis found that for 53% of the drugs analysed women experienced more side effects than men. (Labots et al., 2018, p704-6). They studied 38 drugs with publicly available data, and despite 2 drugs gaining FDA approval prior to the introduction of the Revitalisation Act in 1993, and more starting enrolment of participants before this date, they didn’t report any systemic under-representation of women in clinical trials. They report that the number of female participants varied with the phase of the trial, with 22% female inclusion in phase 1 clinical trials, and 48% and 49% in phase II and III trials, respectively. Despite the low number of females in phase I trials, the overall number of females included averaged to 47% due to the high number of participants in late phase trials. (Labots et al., 2018, p702-4). However, it is of significance that across the clinical trial categories, an additional 7-31% of participants had no sex listed. This could

drastically change the results and the conclusion that there is no longer any under-representation of women in clinical trials. Nevertheless, if the number of women in clinical trials has increased, but the number of adverse effects observed in women has not consequently decreased, then the change in FDA legislation in 1993 didn’t have the intended effect and more needs to be done. The next step is likely to mandate that sex should be analysed within studies. This has been mentioned previously in the History of Clinical Trials and is argued by Geller et al. (2018, p632-3). They reported that despite the increased inclusion of women, there has been no significant increases in reporting by sex, race, or ethnicity since 2004 (to 2018).

Importance of Sex-Specific Analysis (with reference to addiction)

The importance of reporting sex differences has been highlighted in a trial of naltrexone. The drug was designed to decrease drug and alcohol dependence and was found to decrease use and severity in men. However, the drug increased symptom severity in women (Geller et al., 2018, p634). If sex differences had not been analysed, the effects of the drug would have been nullified, the drug would have been discarded, and neither sex would have received a benefit. Alternatively, if women weren’t included in the trial, the drug would have later been administered to them, despite increasing the intensity of their symptoms.

It is well known that the stress pathways, such as the hypothalamic-pituitary-adrenocortical (HPA) axis, are intertwined with addiction and addictive behaviours, but it is less recognised that the stress pathways are interlinked with sex hormones. Nevertheless, this means that it is highly likely sex differences will be observed in addiction and with related therapeutics. 

 

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Skeletal structure of Naltrexone. 

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Skeletal structure of Guanfacine.

In a similar fashion to Naltrexone, Guanfacine also displays sex differences in its attenuation of cravings. The drug was designed to dampen the nervous system's response to stress in individuals with cocaine addiction. However, the compound was found to only attenuate cocaine cravings (as well as, anxiety, and negative emotion) in women, while increasing cravings in men, compared to placebo groups.

The study's participants were at an inpatient centre without access to alcohol or cocaine but with daily access to cigarettes. Hence, the differences in access to addictive substances may have impacted

 the drug's differential effects on cravings. Guanfacine also reduced alcohol cravings in females, yet reduced nicotine cravings in both male and female cocaine-addicted individuals (Fox et al., 2014, p1531). It is also interesting to note that the female placebo group reported significantly higher anxiety, stress, and cravings than both male groups (and guanfacine-treated women), consistent with women reporting more frequent and intense anxiety and negative emotion after stress than males (Fox et al., 2014, p1533). Another important idea in addiction is gender differences: individuals differ in their likelihood of encountering drugs in their environment based on their perceived gender, i.e. people perceived as male may be more likely to be offered drugs (Sanchis-Segura and Becker, 2016, p1000). On top of this, sex differences in pharmacokinetics and pharmacodynamics come into play in terms of the effects of the drug and how it acts on the reinforcement system, correlating to the individual’s probability of taking drugs in the future.

Sex differences within health conditions

This section is highly focused towards neurological conditions, as this is primarily where my interests lie, however, sex differences have been identified in a range of other general health conditions, as previously mentioned. 

Depression

Stress is also considerably interwoven with depression, and the literature on sex differences in depression and its treatment is extensive. The incidence of depression is almost double in women than men- in the US, the lifetime risk of major depression is 21% vs 13%, respectively. This increased susceptibility may be due to increases in sex hormones during adolescence, as this is normally when sex differences arise before returning to similar levels of vulnerability after menopause. The difference may also be attributable to differential monoamine action (i.e. dopamine, serotonin, and norepinephrine) between sexes. In addition to increased vulnerability, symptom presentation is generally worse in women, and they typically experience prolonged or recurrent depression more often than men. Women are also more likely to experience greater weight gain and more physical manifestations of the illness. Despite this, there is hope that women may respond preferentially to some treatments. A review paper notes that females respond better to serotonergic SSRI antidepressants than males, however, this is only true for those premenopausal, as postmenopausal women have a diminished response. (Sramek et al., 2016, p449). This implies that female sex hormones play a significant role in the observed response. Alternatively, no sex differences were reported for the serotonergic SNRI antidepressants, although a significantly higher therapeutic response has been shown by men to TCAs than females. Additionally, higher plasma levels and lower clearance of TCAs have been found in women, suggesting that the drug lingers in a woman’s body longer despite having minimal therapeutic benefit. (Sramek et al., 2016, p452). As a plus, monoamine oxidase inhibitors (MAOIs) demonstrate superiority over TCAs in females but are less effective than TCAs in men. As indicated, the therapeutic response to antidepressants is varied across sex and by type of drug administered. Also, antidepressants are known to cause weight gain in women but not men, and these differences in weight and distribution of fat can significantly affect the pharmacokinetics of the drug, suggesting they may have variable effects in women depending on the duration of treatment. As will be shown, similar sex-related differences have been identified for a variety of other drugs, as well as general and neurological health conditions. 

Multiple Sclerosis

Relapse remitting multiple sclerosis (MS) is up to three times more likely in women of childbearing age. There are also sex differences in disease expression: women present with symptoms up to 5 years before men and are therefore diagnosed sooner, and women recover faster from flare ups and have slower disease progression. These protective differences are typically attributed to the effects of oestrogen as menopause typically increases severity and frequency of flare-ups and relapse rates decrease in late pregnancy when estriol levels are high. (Wisdom et al., 2013, p908). The MS animal model, rodent experimental autoimmune encephalomyelitis (EAE) has also shown that sex differences are related to both reproductive and non-reproductive factors. Accordingly, oestrogenic ligands as candidate neuroprotective agents are being explored as a therapy for MS. Interestingly, until the 1920s, men were diagnosed more frequently than women, as men were more likely to be diagnosed with an organic disease. Women presenting with the same symptoms were often diagnosed with hysteria. It is now also believed testosterone may protect men (in a different way to oestrogen in women), leading to protection from the disease or later onset. 

Myalgic Encephalomyelitis/Chronic Fatigue Syndrome

In the same way, ME/CFS (myalgic encephalomyelitis/chronic fatigue syndrome) is up to four times more likely in women than men. It was frequently labelled as hysteria even into the 1970s, and despite the original literature surrounding the Royal Free Epidemic of 1955 quickly disregarding hysteria as a cause, two psychiatrists revisited the literature in 1970 and refuted the original conclusions.  They stated that in regards to ME "there is little evidence of organic disease affecting the central nervous system and epidemic hysteria is a much more likely explanation. The data which support this hypothesis are the high attack rate in females compared with male" and “the presence of subjective features similar to those seen in a previous epidemic of hysterical overbreathing.” (McEvedy and Beard, 1970, p7). They also described the initial manifestations of the disease as ‘subjective complaints’ and went on the compare these to the frequency of similar complaints in 154 schoolgirls during an ‘epidemic of overbreathing’ (otherwise known as hyperventilation). They attributed almost all symptoms to overwhelming anxiety. The paper had devastating effects on the research that was ongoing at the time, with those focused on biological causes finding their funding depleted and more prioritisation on psychiatric remedies, as well as the perception of the disease for the past 50 years. 

Parkinson's Disease

In Parkinson’s disease, men are only 1.5 times more likely to be affected but women are routinely mis- and under-diagnosed due to ‘atypical’ disease expression. Women are likely to display cognitive changes, depression, fatigue, and stiffness rather than the characteristic tremors. This links back to the concept that illnesses and their accompanying symptoms are studied with respect to the male anatomy and what is typical for male disease expression may not be typical in women. The difference in expression may be due to differential dopamine transporter activity between men and women. Measuring dopamine transporter activity (DAT) reveals that there is up to 21% more DAT activity/binding in women than men in the caudate nucleus in both normal and degenerated dopaminergic systems (healthy individuals and Parkinson’s sufferers). A similar near significant difference was also seen in the right posterior putamen. This increase in activity seen in women could be neuroprotective, suggesting why more men suffer from Parkinson’s disease than women. (Kaasinen et al., 2015, p1761). It is again proposed that oestrogen protects dopaminergic neurons as women are more likely to develop Parkinson’s during or shortly after menopause. In fact, oestrogens are known to reduce microglial inflammation and turn on microglia repair process, which could contribute to protecting neurons. (Villa et al., 2016, p384). The paradox here is that while these cellular mechanisms should be protective in women, Alzheimer’s disease affects more women. 

Alzheimer's Disease

Two thirds of patients diagnosed with Alzheimer’s disease are women. This is suggested to be because functional decline is more noticeable in women as they typically stay more active in age. Alternatively, it has also been attributed to the longevity of women, but this has been discredited by age-matched groups where the finding still stands. Therefore, while oestrogen may protect the body from the effects of Alzheimer’s disease, as women tend to develop the disease when oestrogen levels drop after menopause, oestrogen therapy has failed to yield reliable results. There are also other sex differences to explain this observation. A study in mice suggests that male and female brains exhibit significantly distinctive pathways through aging: the brains of female mice experience the largest changes in gene expression with aging, and this starts earlier than in males. (Zhao et al., 2016, p71). The group measured the expression levels of 182 genes involved in producing energy and amyloid (a protein associated with normal aging and Alzheimer’s disease) and found that, in females 44.2% genes showed significant changes between 6-9 months of age. These changes were indicative of decreased bioenergetic function and increased amyloid dyshomeostasis. Alternatively, in males changes in gene expression primarily occurred between 12-15 months of age and were upregulated, suggesting an adaptive response to aging. (Zhao et al., 2016, p77). A running hypothesis is that the overall changes reduce the utilisation of energy in neurons and slow down removal of amyloid, making females more susceptible to Alzheimer’s disease. However, whether these findings are translatable to human disease is questionable. Other research has shown that the observed sex differences are most pronounced in individuals with less than 16 years of education (a known risk factor for Alzheimer’s disease). (Koran et al., 2017, p208-9). The risk factor may not apply to everyone though, as the group found less education to be associated with increased risk for Alzheimer’s disease in women but not men, with no known molecular mechanism behind the disparity. Furthermore, in longitudinal analyses, Koran et al. found female sex to be associated with worsening outcomes and executive function and increased hippocampal atrophy in the presence of enhanced Alzheimer’s disease biomarkers. Altogether, this suggests women may be more susceptible to the effects of Alzheimer’s neuropathology, irrespective of their longevity and more noticeable functional decline.

Pain

Women’s affliction doesn’t end here, however. In fact, a literature review surrounding somatic symptom reporting between 1966 and 1999 found that women report more frequent and intense somatic symptoms than men. This finding was consistent across time and age, as well as if psychiatric disorders, medical comorbidity, and gynaecological and reproductive symptoms were adjusted for. (Barsky et al., 2001, p266-7). As previously mentioned, the group also reported that women may have a lower pain threshold and tolerance than men and that female animals show more pronounced responses to experimental pain. (Barksy et al., 2001, p267). So, not only do women suffer more frequently than men, but they also likely feel pain more intensely. This has applications in pain treatment, for example, whether women should be offered more analgesia than men. Even so, this may not be useful. Preclinical studies in rats suggest that female sex hormones desensitise the cannabinoid receptors to THC (tetrahydrocannabinol), making females less sensitive to the drug over repeat exposure. (Cooper and Haney, 2016, p117-8). On the same hand, smoking marijuana, releasing cannabinoids, was found to decrease pain sensitivity and increase pain tolerance in men but not women, as measured by a Cold Pressor Test. Instead, women experienced a small increase in pain tolerance shortly after smoking but this rapidly decreased to below control levels, suggesting women are more susceptible to hyperanalgesic effects of the drug. (Cooper and Haney, 2016, p15-6). This research relates to using pharmacotherapies, such as cannabis, for neurodegenerative disorders and chronic pain conditions, where medical marijuana is prescribed, and especially the prescription of analgesia to women. These differential effects cannot solely be attributable to sex hormones as sex differences have been found in the endocannabinoid system of gonadectomised rats (to reduce impact of circulating sex hormones). For example, FAAH (fatty acid amide hydrolase) inhibition (to increase levels of endocannabinoids) significantly suppressed responses at inhibitory synapses in over half of the experimental female hippocampal slices but had little effect on the male specimens. (Tabatadze et al., 2015, p11264). This suggests that the sex differences in response to THC may not be solely due to the effects of sex hormones and more clinical studies should investigate sex as a variable in the endocannabinoid system, as well as other pain systems. This is not to say that sex hormones are unimportant. It is well established that pain perception and inhibition is influenced by GABA activity and this in turn is hormonally dependent. The endogenous opioid systems are also modulated by oestrogen and other sex hormones, highlighting the importance of exploring sex as a variable in pain treatment and in the development of analgesia.

Sex Differences Through the Clinical and Preclinical Process

Looking back at the process of drug design, sex differences have been linked to all phases of the clinical and preclinical trial process, as depicted in Fig. 1. As aforementioned, male lab animals and cells are used more frequently in preclinical research (in vivo and in vitro assays and toxicology studies) than female specimens, due to the misplaced, pseudoscientific, belief that women are difficult to study. The issue here is that this over-reliance obscures key sex differences that guide later clinical studies. Starting at the beginning, with in vitro assays, cell culture studies have demonstrated that XY and XX neurons respond differentially to stimuli. When XY and XX neurons are cultured separately, male neurons (XY) are more sensitive to stress from ROS and RNS (reactive oxygen/nitrogen species) and excitatory neurotransmitters, while female neurons (XX) are more sensitive to stimuli that prompt apoptosis, such as etoposide and staurosporine. (Du et al., 2004, p38565-7). Du et al. also note that different pathways of apoptosis predominate in XX vs. XY cells, and they differ in responses to therapies targeting nitrosative stress, excitotoxicity, and caspase mediated apoptosis. Additionally, by completing a similar study in splenocytes, they state that these findings may likely be generalisable to non-neuronal cells in vitro. The research indicates a role of gender differences irrespective of circulating sex steroids, and this has implications in any condition where these factors, such as nitrosative stress, are at play, such as cerebral ischemia, traumatic brain injury and seizures. Many other CNS diseases display sexual dimorphisms that are normally solely attributed to sex hormones; however, these findings are also evident in children and the elderly, where sex hormones are not at play, implying this research is generalisable outside of in vitro studies. For example, in children, girls have better outcomes after traumatic brain injury, and respond better to treatments for medulloblastoma compared to boys but have worse outcomes after stroke. (Du et al., 2004, p38563). 

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Fig. 1: Diagram depicting the clinical and preclinical process of drug design.

Designed by author. 

Moving forward, to in vivo and toxicology studies, male animals are used more frequently to reduce the impact of the hormone/oestrous cycles on the study. However, it has been concluded that variability among female mice is no higher than in males across a broad array of traits. (Prendergast et al., 2014 p3-4). Prendergast et al. completed a meta-analysis of 293 studies covering almost 10,000 trait measurements in female mice tested at random stages in their oestrous cycle and compared the traits to males. They found that variability was, in fact, substantially higher in males for some traits and that significant variability arises from the housing conditions of mice, with group housed mice showing more variation than single housed mice. Therefore, they suggest that housing conditions are a much more significant factor and that the monitoring of the oestrous cycle throughout a study is unnecessary. Similar results have also been published for rats. This increased variability in male mice has been recognised, though. In a previous paper I have written I detailed how an animal study of an experimental drug for amyotrophic lateral sclerosis (ALS) was exclusively administered to female SOD1(G93A) mice due to their lack of variability in survival time compared to male mice. (Ito et al, 2008, p448-9). Obviously, this study was then not representative of the ALS population and didn’t consider sex differences as a variable. After FDA approval the drug, Edaravone, has had questionable benefits for the disease, highlighting how early preclinical research can guide later phase clinical trials. Again, it is important to recognise that the exclusion of specimens from both sexes is an act of ignorance, both stemming from pseudo-scientific prejudice and to ease the research process. 

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Finally, it’s worth noting a few other instances where sex differences play a role. Sex differences have been evidenced since foetal and neonatal life. For instance, the Y sex chromosome is known to accelerate growth and increase glucose metabolism. (Alur, 2019). Sex chromosomes allow for variable gene dosage and regulation between sexes. For example, genes on the non-recombining region of the Y sex chromosome are absent in females and may cause masculine patterns, while genes on the non-psuedoautosomal region of the X sex chromosome is present in two doses in females, but one in males, which could cause sex-specific development. (Franconi et al., 2007, p82). Additionally, sex differences have been linked to all 4 points in a drug’s disposition (absorption, distribution, metabolism, and excretion). For example, propranolol is metabolised more slowly in women than men, possibly due to the effects of sex hormones on metabolic enzymes, and the half-life of theophylline is shorter in women than men. (Merkatz et al., 1993, p293). These concepts can be explored further in the papers listed in the Further Reading section. 

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